Top Wealth + Best-in-State · rank 4 · New York, New York · listed firm: UBS Wealth Management
Identity & firm
- Firm — UBS Financial Services Inc. (high)
- “"firmName": "UBS FINANCIAL SERVICES INC.", "iaOnly": "N", "registrationBeginDate": "2/8/2012", "firmBCScope": "ACTIVE"” — sec_finra_regulatory
- Parent company — UBS Group AG (high)
- “UBS Financial Services Inc. is a subsidiary of UBS Group AG.” — firm_official
- Firm type — wirehouse (high)
- “"firmName": "UBS FINANCIAL SERVICES INC.", "bdSECNumber": "16267", "iaSECNumber": "7163", "firmBCScope": "ACTIVE", "firmIAScope": "ACTIVE"” — sec_finra_regulatory
- Team name — The Bennett Hurwitz Group (high)
- “Brian founded The Bennett Hurwitz Group because of his passion for helping clients with the advice and insights they need to reach their goals in life.” — firm_official
- Team size — 6 (high)
- “Brian Bennett Managing Director–Wealth Management … Marc Hurwitz Senior Vice President–Wealth Management … Kenneth White … Thomas Fallon IV … Matthew Sigcha … Rebecca Caplan” — firm_official
- CRD — 3062952 (high)
- “"individualId": 3062952, "firstName": "BRIAN", "middleName": "JOSEPH", "lastName": "BENNETT", "bcScope": "Active", "iaScope": "Active"” — sec_finra_regulatory
- Years experience — 28 (high)
- “"daysInIndustryCalculatedDate": "6/11/1998"” — sec_finra_regulatory
- “With more than two decades of financial services experience—working primarily with business owners, real estate entrepreneurs, professionals and affluent families—Brian offers a comprehensive planning-based approach.” — firm_official
- Designations — — (high)
- “B.A. in economics from Binghamton University Earned the Series 7, 31 and 66 securities licenses, as well as the life, accident and health insurance licenses.” — firm_official
Book of business
- Team AUM ($M) — 2100 (high)
- “Team Assets (Custodied): $2.1B” — forbes_shook
- Account minimum ($M) — 2.5 (high)
- “Minimum Account Size for New Business: $2.5M” — forbes_shook
- Typical client net worth ($M) — 27.5 (high)
- “Typical Net Worth of Relationships: $5-50M” — forbes_shook
- Client niche — business owners, real estate entrepreneurs, professionals and affluent families (high)
- “With more than two decades of financial services experience—working primarily with business owners, real estate entrepreneurs, professionals and affluent families—Brian offers a comprehensive planning-based approach.” — firm_official
- Custodians — gap: not_applicable
- Fee model — fee_plus_commission (medium)
- “"firmName": "UBS FINANCIAL SERVICES INC.", "iaOnly": "N", "bdSECNumber": "16267", "iaSECNumber": "7163"” — sec_finra_regulatory
Positioning & marketing
- Website url — https://advisors.ubs.com/bhg/ (high)
- “The Bennett Hurwitz Group - New York, NY | UBS” — firm_official
- Value proposition (verbatim) — We make a real impact in the lives of our clients by guiding them through major life events and helping them preserve and pass on their wealth. Our customized approach focuses on thoughtful financial planning and wealth management that looks beyond your investments and encompasses all aspects of your financial life. (high)
- “We make a real impact in the lives of our clients by guiding them through major life events and helping them preserve and pass on their wealth. Our customized approach focuses on thoughtful financial planning and wealth ” — firm_official
- Differentiators — comprehensive planning-based approach covering the client's entire financial picture, goal of being the client's primary source of financial advice, long-term relationships built on quality client service, mitigating risk without limiting growth potential, full in-house suite of wealth management services delivered by the team (high)
- “Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a co” — firm_official
- “By taking full advantage of the innovative tools that are available to clients on our platform, Brian helps drive investment opportunities with the goal of mitigating risk without limiting growth potential. He has struct” — firm_official
- Content marketing — none (medium)
- “House View Monthly” — firm_official
- Has podcast — no (medium)
- “Home (current) Meet the team Contact” — firm_official
- Books published — 0 (medium)
- “B.A. in economics from Binghamton University Earned the Series 7, 31 and 66 securities licenses, as well as the life, accident and health insurance licenses.” — firm_official
- Linkedin url — gap: not_found_after_search
- Social presence — none (medium)
- Press awards — Barron's Top 1,200 Financial Advisors, 2018-2025, Barron's Top 1,500 Financial Advisors, 2026, UBS Wealth Management Pinnacle Council, 2025 (high)
- “Barron's Top 1,200 Financial Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024, 2025 The Barron's rating is awarded annually in March and is based on information from the prior year Q3. Barron's Top 1,500 Financial Advi” — firm_official
- “UBS Wealth Management Pinnacle Council, 2025 UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policie” — firm_official
Visual brand
- Has distinct logo — no (high)
- “src="mediahandler/media/321450/UBS_Logo_Semibold.svg"” — firm_official
- Logo url — https://advisors.ubs.com/bhg/mediahandler/media/321450/UBS_Logo_Semibold.svg (high)
- “src="mediahandler/media/321450/UBS_Logo_Semibold.svg"” — firm_official
- Visual brand notes — Standard UBS corporate template: white ground, red accent icons, UBS Keys mark, clean sans-serif type, aerial-architecture and formal headshot photography. No team-specific palette or mark. (high)
- “src="mediahandler/media/321450/UBS_Logo_Semibold.svg" … src="mediahandler/media/453444/Money-red.svg" … src="mediahandler/media/453486/Earth_ globe_ global-red.svg" … src="mediahandler/dynamicmedia/325883/073_Institution” — firm_official
