Top Wealth + Best-in-State · rank 26 · New York, New York · listed firm: UBS Private Wealth Management
Identity & firm
- Firm — UBS Private Wealth Management (high)
- “CHARLES DARA DAY - Broker at UBS FINANCIAL SERVICES INC.” — sec_finra_regulatory
- “As founding partner of a leading UBS Private Wealth team, The Charles Day Group, he delivers comprehensive planning and portfolio management solutions for complex wealth.” — firm_official
- Parent company — UBS Group AG (high)
- “CHARLES DARA DAY - Broker at UBS FINANCIAL SERVICES INC.” — sec_finra_regulatory
- Firm type — wirehouse (high)
- “CHARLES DARA DAY - Broker at UBS FINANCIAL SERVICES INC.” — sec_finra_regulatory
- Team name — The Charles Day Group (high)
- “At the Charles Day Group, we believe that insightful wealth management is always valuable—but when life is changing, it's more important than ever.” — firm_official
- Team size — 5 (medium)
- “Charles D. Day, CIMA” — firm_official
- CRD — 2854869 (high)
- “CHARLES DARA DAY - Broker at UBS FINANCIAL ...” — sec_finra_regulatory
- “Investment Adviser at UBS FINANCIAL SERVICES INC.” — sec_finra_regulatory
- Years experience — 25 (medium)
- “Years in business as a team” — firm_official
- “With over two decades providing advice, Charles has the knowledge and experience to understand people and their challenges.” — firm_official
- Designations — CIMA, JD, other:Family Office Consultant (high)
- “J.D., Brooklyn Law School, Executive Editor of the International Law Journal” — firm_official
- “Charles Day, CIMA® - Managing Director, Private Wealth ...” — social_or_third_party_db
Book of business
- Team AUM ($M) — 2500 (high)
- “Team Assets (Custodied): $2.5B” — forbes_shook
- Account minimum ($M) — 25 (high)
- “Minimum Account Size for New Business: $25M” — forbes_shook
- Typical client net worth ($M) — 205 (medium)
- “Typical Net Worth of Relationships: $10-400M” — forbes_shook
- Client niche — successful families and entrepreneurs in life transitions — divorce, business sale/succession, multigenerational estate transfer (high)
- “As Private Wealth Advisors, we help highly successful families and entrepreneurs plan and invest for their most meaningful goals.” — firm_official
- “Wherever you are in your life, whether you're negotiating a difficult divorce, considering that next big step in business or hoping to retire within the next five years, we'll work with you to provide the right advice, t” — firm_official
- Custodians — gap: not_applicable
- Fee model — fee_plus_commission (medium)
- “Series 3, 7, 9, 10, 63 and 65 securities licenses” — firm_official
- “CHARLES DARA DAY - Broker at UBS FINANCIAL ...” — sec_finra_regulatory
Positioning & marketing
- Website url — https://advisors.ubs.com/thecharlesdaygroup/ (high)
- “The Charles Day Group - New York, NY | Financial Advisors” — firm_official
- Value proposition (verbatim) — At the Charles Day Group, we believe that insightful wealth management is always valuable—but when life is changing, it's more important than ever. As Private Wealth Advisors, we help highly successful families and entrepreneurs plan and invest for their most meaningful goals. Our experience, training and sweeping access to the extensive resources and expertise across all of UBS Private Wealth Management provide us with the clarity and opportunities to manage complex estate, wealth protection and liquidity planning challenges. (high)
- “At the Charles Day Group, we believe that insightful wealth management is always valuable—but when life is changing, it's more important than ever. As Private Wealth Advisors, we help highly successful families and entre” — firm_official
- Differentiators — Specialists in wealth 'in motion' — advising through life transitions, Emotional/relational advice, not just investment advice, Divorce transition planning, with focus on women re-entering financial decision-making, Manages personal portfolios of senior UBS and Wall Street executives, Clients delegate full oversight of personal finances to the team (high)
- “The Charles Day Group makes a long-term commitment to truly advocate for you—particularly during times of transition when your life and wealth are “in motion.” In fact, that's why many of our clients delegate the oversig” — firm_official
- “In addition to covering a select group of High Net Worth clients, Charles is responsible for managing the personal portfolios of senior executives at UBS and other Wall Street firms.” — firm_official
- Content marketing — occasional (low)
- “Financial and emotional insights help guide you forward” — firm_official
- Has podcast — no (medium)
- “Charles Day in the media” — firm_official
- Books published — 0 (medium)
- “Born and raised in Manhattan, Charles began his career at the Federal Reserve Bank of New York and then in the office of the mayor of New York City. He spent his first four years after law school as an appellate prosecut” — firm_official
- Linkedin url — https://www.linkedin.com/in/charlesdday/ (high)
- “Charles Day, CIMA® - Managing Director, Private Wealth ...” — firm_official
- Social presence — linkedin_active (low)
- “Charles Day, CIMA® - UBS | LinkedIn” — social_or_third_party_db
- Press awards — Barron's Top 1,200 Financial Advisors, 2021-2025, Barron's Top 1,500 Financial Advisors, 2026, UBS Wealth Management Pinnacle Council, 2024-2026 (high)
- “Barron's Top 1,200 Financial Advisors, 2021, 2022, 2023, 2024, 2025” — firm_official
- “Barron's Top 1,500 Financial Advisors, 2026” — firm_official
Visual brand
- Has distinct logo — no (high)
- “src="mediahandler/media/321450/UBS_Logo_Semibold.svg"” — firm_official
- Logo url — https://advisors.ubs.com/thecharlesdaygroup/mediahandler/media/321450/UBS_Logo_Semibold.svg (high)
- “src="mediahandler/media/321450/UBS_Logo_Semibold.svg"” — firm_official
- Visual brand notes — Standard UBS corporate template: white ground, UBS red accents with red line-icon set (handshake, mountain peak, calendar), UBS Keys mark, clean sans-serif type, formal studio headshots plus warm family/lifestyle photography. (high)
- “src="mediahandler/media/453538/Handshake-red.svg"” — firm_official
