Top Wealth + Best-in-State + Barron's 100 · rank 2 · New York, New York · listed firm: UBS Private Wealth Management
Identity & firm
- Firm — UBS Private Wealth Management (Katz Wealth Management) (high)
- “Managing Director–Wealth Management Financial Advisor UBS Financial Services Inc. Private Wealth Management 1285 Avenue Of The Americas New York, NY 10019” — firm_official
- Parent company — UBS Group AG (high)
- “Wealth Management and Private Wealth Management and UBS International are divisions of UBS Financial Services Inc., a subsidiary of UBS AG.” — firm_official
- Firm type — wirehouse (high)
- “Wealth management services in the United States are provided by UBS Financial Services Inc., a registered broker-dealer offering securities, trading, brokerage and related products and services.” — firm_official
- “UBS FINANCIAL SERVICES INC.” — sec_finra_regulatory
- Team name — Katz Wealth Management (high)
- “He is the senior team member of Katz Wealth Management and oversees the team’s customized equity and exchange-traded fund models for clients.” — firm_official
- Team size — 23 (medium)
- “KWM Market Minute is a podcast series featuring UBS Managing Director and Private Wealth Advisor Jason Katz and his investment team, Katz Wealth Management.” — firm_official
- CRD — 2345413 (high)
- “JASON KATZ” — sec_finra_regulatory
- Years experience — 33 (high)
- “With over 30 years of experience, Jason is a UBS Managing Director, Senior Portfolio Manager, Private Wealth Advisor, Athletes & Entertainers Consultant, and NFLPA Institutional Player Financial Advisor.” — firm_official
- “6/11/1993” — sec_finra_regulatory
- Designations — CIMA (high)
- “He holds the Certified Investment Management Analyst® designation, administered by the Investment Management Consultants Association® in conjunction with The Wharton School of the University of Pennsylvania.” — firm_official
Book of business
- Team AUM ($M) — 6900 (high)
- “Team Assets (Custodied): $6.9B” — forbes_shook
- Account minimum ($M) — 0 (high)
- “Minimum account size for new business: $0” — forbes_shook
- Typical client net worth ($M) — 75 (high)
- “Typical Net Worth of Relationships: $1-75M” — forbes_shook
- Client niche — athletes, entertainers and musicians alongside entrepreneurs, executives and affluent multigenerational families (high)
- “Entrepreneurs, executives, retirees, entertainers, athletes, musicians, and affluent families trust us for our broad insights, global perspective, and unwavering commitment to long-term success.” — firm_official
- “Katz Wealth Management is part of a select group of UBS Financial Advisors and Athletes & Entertainers Consultants (AECS) dedicated to serving the sports and entertainment community.” — firm_official
- Custodians — gap: not_applicable
- Fee model — fee_plus_commission (medium)
- “As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as” — firm_official
Positioning & marketing
- Website url — https://advisors.ubs.com/katz/ (high)
- “Katz Wealth Management - New York, NY | UBS” — firm_official
- Value proposition (verbatim) — Boutique investment advice. Global wealth management. Successful individuals and families require solutions that are clear, actionable, and thoughtfully designed. Katz Wealth Management has extensive experience helping clients navigate the evolving complexities of financial planning and investment management across all market environments. (high)
- “Successful individuals and families require solutions that are clear, actionable, and thoughtfully designed. Katz Wealth Management has extensive experience helping clients navigate the evolving complexities of financial” — firm_official
- Differentiators — Boutique investment advice paired with UBS global wealth management resources, High-touch service extended to each generation of the client family, Dedicated athletes and entertainers practice (UBS AECS, NFLPA Institutional Player Financial Advisor), Dedicated women's segment led by a named team member, with client events, In-house customized equity and ETF models plus institutional manager, hedge fund and private equity due diligence (high)
- “Each generation of your family can rely on our high-touch service. We’re committed to simplifying your financial life with a broad professional network and a consistent approach to managing your wealth.” — firm_official
- “Katz Wealth Management has developed an area within our team that specifically focuses on making our female clients a top priority. Led by Jordan Ricciardi, we work with women one-on-one to ensure they feel educated and ” — firm_official
- Content marketing — active (high)
- “Our bi-weekly newsletter gives you insights into what’s top of mind for investors:” — firm_official
- “Designed to provide you with timely insights and an analysis on today’s markets, our webinar series will help you gain valuable strategies and stay ahead with the guidance of our dedicated financial professionals.” — firm_official
- Has podcast — yes (high)
- “KWM Market Minute is a podcast series featuring UBS Managing Director and Private Wealth Advisor Jason Katz and his investment team, Katz Wealth Management. KWM Market Minute will offer timely market perspectives along w” — firm_official
- Books published — 0 (medium)
- “Jason's been a featured guest speaker on CNBC, Bloomberg TV, Fox Business Network and Yahoo! Finance. He's has also been quoted in a number of national and international publications including The New York Times, The Wal” — firm_official
- Linkedin url — https://www.linkedin.com/in/jasonmaxwellkatz (high)
- Social presence — linkedin_active, youtube (medium)
- “https://www.linkedin.com/posts/jordan-ricciardi-cima%C2%AE-912764172_is-the-ai-rally-another-dot-com-bubble-or-activity-7392597161001246720” — firm_official
- “Jason joined a variety of media platforms throughout 2025 to share his perspective on the markets. This clip highlights some of his top moments from this past year.” — firm_official
- Press awards — Barron's Top 100 Financial Advisors, 2018–2026, Barron's Top 250 Private Wealth Management Teams, 2024–2026, Barron's Top 100 Private Wealth Management Teams, 2022, 2023, Barron's Top 1,500 Financial Advisors, 2026, UBS Wealth Management Pinnacle Council, 2025, 2026 (high)
- “Barron's Top 100 Financial Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024, 2025, 2026” — firm_official
- “Barron’s Top 250 Private Wealth Management Teams, 2024, 2025, 2026” — firm_official
Visual brand
- Has distinct logo — no (high)
- “<img class="logo__img" alt="UBS logo, to home page" src="mediahandler/media/321450/UBS_Logo_Semibold.svg"” — firm_official
- Logo url — https://advisors.ubs.com/katz/media/321450/UBS_Logo_Semibold.svg (high)
- “<img class="logo__img" alt="UBS logo, to home page" src="mediahandler/media/321450/UBS_Logo_Semibold.svg"” — firm_official
- Visual brand notes — UBS corporate template: red three-keys mark on white, black sans-serif headings, red accent icons; Manhattan-skyline and studio team photography plus CNBC/Bloomberg/Fox broadcast stills dominating the page. (high)
- “<img aria-hidden="true" src="mediahandler/media/453444/Money-red.svg"” — firm_official
