Best-in-State · rank 129 · Phoenix, Arizona · listed firm: UBS Wealth Management
Identity & firm
- Firm — UBS Wealth Management (high)
- “UBS Wealth Management” — forbes_shook
- Parent company — UBS AG (high)
- “UBS Financial Services Inc.” — firm_official
- Firm type — wirehouse (high)
- “UBS Financial Services Inc.” — firm_official
- Team name — VAULT Wealth Management Partners (high)
- “VAULT Wealth Management Partners” — firm_official
- Team size — gap: not_found_after_search
- CRD — 2951127 (high)
- “CRD #2951127” — professional_press
- Years experience — 23 (high)
- “23+ years in financial services” — firm_official
- Designations — Series 3, Series 7, Series 9, Series 10, Series 63 (high)
- “Series 3, Series 7, Series 9, Series 10, Series 63, life and health insurance licenses” — firm_official
Book of business
- Team AUM ($M) — 1500 (high)
- “Team Assets (Custodied): $1.5B” — forbes_shook
- Account minimum ($M) — 3 (high)
- “Minimum account size for new business: $3M” — forbes_shook
- Typical client net worth ($M) — 25.5 (high)
- “Typical Net Worth of Relationships: $7-75M” — forbes_shook
- Client niche — high net worth families and institutional investors (high)
- “highly customized advice to high net worth families and institutional investors” — firm_official
- Custodians — UBS Financial Services Inc. (high)
- “UBS Financial Services Inc.” — firm_official
- Fee model — aum_fee (medium)
- “Up to maximum 2.5% of AUM annually” — firm_official
Positioning & marketing
- Website url — https://advisors.ubs.com/vault/ (high)
- “VAULT Wealth Management Partners” — firm_official
- Value proposition (verbatim) — preserving, enhancing, and transferring significant wealth (high)
- “preserving, enhancing, and transferring significant wealth” — firm_official
- Differentiators — personalized goals-based approach, Liquidity, Longevity, and Legacy framework, 23+ years of experience in financial services, Team Assets of $1.5B under custody (high)
- “personalized goals-based approach focusing on Liquidity, Longevity, and Legacy” — firm_official
- Content marketing — none (medium)
- “No individual blog, newsletter, or thought leadership found; relies on UBS corporate communications” — firm_official
- Has podcast — no (medium)
- “No podcast hosted by Katrina Hanks or VAULT Wealth Management Partners found” — firm_official
- Books published — 0 (medium)
- “No books authored by Katrina Hanks found” — firm_official
- Linkedin url — gap: not_found_after_search
- Social presence — none (medium)
- “No LinkedIn profile, Twitter/X, YouTube, Instagram, or TikTok presence found; operates under UBS corporate brand” — firm_official
- Press awards — Forbes 2026 Best-in-State Wealth Advisors (Arizona #129), Forbes 2026 Top Women Wealth Advisors Best-in-State (#36 women advisors), Forbes 2026 Best-in-State Wealth Management Teams (VAULT #8) (high)
- “Forbes 2026 America's Top Wealth Advisors” — forbes_shook
Visual brand
- Has distinct logo — no (medium)
- “VAULT uses UBS corporate branding; no separate distinct team logo found” — firm_official
- Logo url — gap: not_found_after_search
- Visual brand notes — UBS corporate branding applied; navy and white palette consistent with UBS global brand standards (medium)
- “VAULT website uses UBS corporate branding standards” — firm_official