Mark Mantooth

Best-in-State · rank 10 · Huntsville, Alabama · listed firm: Morgan Stanley Wealth Management

Logo asset (hotlink-protected, view at source): https://www.morganstanley.com/

Identity & firm

• Firm — Morgan Stanley Wealth Management (high)
  • “Morgan Stanley Wealth Management” — forbes_shook
• Parent company — Morgan Stanley (high)
  • “Morgan Stanley Wealth Management” — firm_official
• Firm type — wirehouse (high)
  • “Morgan Stanley Smith Barney LLC as the primary broker-dealer and custodian” — sec_finra_regulatory
• Team name — The Mantooth Pols Keene Group (high)
  • “The Mantooth Pols Keene Group” — firm_official
• Team size — 12 (high)
  • “Team Members Include: Mark Mantooth, Alex Pols, Pennie Keene, James Bridges, Matthew Mantooth, Tom Keene, Caleb Walker, Jared Mayfield, Will Keene, Julie Alley, Liz Giles Calvert, Hannah Ostrowski” — firm_official
• CRD — 1404393 (high)
  • “CRD #1404393” — sec_finra_regulatory
• Years experience — 37 (high)
  • “37-38 years in financial services (industry entry approximately 1989)” — sec_finra_regulatory
• Designations — Series 63, Series 65 (high)
  • “Series 63 - Uniform Securities Agent State Law Examination (passed); Series 65 - Uniform Investment Adviser Law Examination (passed)” — sec_finra_regulatory

Book of business

• Team AUM ($M) — 1600 (high)
  • “Team Assets (Custodied): $1.6B” — forbes_shook
• Account minimum ($M) — 0.5 (high)
  • “Minimum account size for new business: $500K” — forbes_shook
• Typical client net worth ($M) — 9 (high)
  • “Typical Net Worth of Relationships: $3-15M” — forbes_shook
• Client niche — professionals, business owners, multi-generational families (high)
  • “The Mantooth Pols Keene Group works with individuals and families who are building strong careers, growing businesses, and creating long-term security. Specialization Areas: Career transition planning, Retirement plannin” — firm_official
• Custodians — Morgan Stanley Smith Barney LLC (high)
  • “Morgan Stanley Smith Barney LLC as the primary broker-dealer and custodian” — sec_finra_regulatory
• Fee model — fee_plus_commission (high)
  • “Morgan Stanley Wealth Management offers: Asset-Under-Management (AUM) Fees: Primary compensation model, typically tiered as a percentage of AUM, with a maximum fee of approximately 2.00% annually; Commission-Based Servic” — firm_official

Positioning & marketing

• Website url — https://advisor.morganstanley.com/the-mantooth-pols-keene-group (high)
  • “The Mantooth Pols Keene Group | Huntsville, AL | Morgan Stanley Wealth Management” — firm_official
• Value proposition (verbatim) — The Mantooth Pols Keene Group works with individuals and families who are building strong careers, growing businesses, and creating long-term security. (high)
  • “The Mantooth Pols Keene Group works with individuals and families who are building strong careers, growing businesses, and creating long-term security.” — firm_official
• Differentiators — Career transition planning, Business planning and succession planning, Multigenerational wealth strategies, Wealth preservation for business owners, 37+ years team experience (high)
  • “Specialization Areas: Career transition planning, Retirement planning, Investment management, Risk management, Family financial planning, Multigenerational wealth strategies, Business planning and succession planning, We” — firm_official
• Content marketing — none (high)
  • “No proprietary content marketing identified; Team website links to Morgan Stanley corporate content including 'Thoughts on the Market Podcast' (firm-level, not team-authored)” — firm_official
• Has podcast — no (high)
  • “No independent podcast hosted by Mark Mantooth or The Mantooth Pols Keene Group identified” — firm_official
• Books published — 0 (high)
  • “No published books identified for Mark Mantooth” — forbes_shook
• Linkedin url — gap: not_found_after_search
• Social presence — — (high)
  • “No active social media presence detected for Mark Mantooth or the team” — firm_official
• Press awards — 2026 Forbes Best-In-State Wealth Advisors (rank #10, Alabama), 2025 Barron's Top 1200 Financial Advisors, 2024 Barron's Top 1200 Financial Advisors, 2023 Barron's Top 1200 Financial Advisors, 2022 Barron's Top 1200 Financial Advisors, 2026 Barron's Top 1500 Financial Advisors (high)
  • “2026 Best-In-State Wealth Advisors: Ranked #10 in Alabama” — forbes_shook
  • “The Mantooth Pols Keene Group recognized for 2022, 2023, 2024, and 2025; Also appeared on Barron's Top 1,500 Financial Advisors 2026 list” — professional_press

Visual brand

• Has distinct logo — no (high)
  • “No distinct team logo or custom branding; Professional advisor-site template consistent across Morgan Stanley's advisor portal” — firm_official
• Logo url — https://www.morganstanley.com/ (medium)
  • “Standard Morgan Stanley Wealth Management template; Morgan Stanley corporate logo (blue and white)” — firm_official
• Visual brand notes — Standard Morgan Stanley corporate branding. Deep blue and white sans-serif mark with no custom team-specific visual differentiation. Professional, minimalist design emphasizing institutional credibility. (high)
  • “Deep blue background with white sans-serif type; Brand positioning emphasizes 'quiet confidence and sophistication'” — firm_official

← Back to the roster