Top Wealth + Best-in-State + Barron's 100 · rank 18 · New York, New York · listed firm: Neuberger Berman
Logo asset (hotlink-protected, view at source): https://www.nb.com/-/media/NBPWM/Nav-and-Footer/Wealth_Logo_Primary_MatteBlack.svg
Identity & firm
- Firm — Neuberger Berman (high)
- “Seth J. Finkel, Managing Director, joined the firm in 1990.” — firm_official
- Parent company — Neuberger Berman Group LLC (employee-owned, independent) (medium)
- “Harnessing our rich history in helping individuals and families achieve their investment objectives, Neuberger Wealth brings together the powerful combination of planning and investments in one boutique platform.” — firm_official
- Firm type — hybrid_ria (medium)
- “Seth Finkel (CRD# 1366138) is an Investment Advisor Representative working at Neuberger Berman Bd LLC in New York, NY” — social_or_third_party_db
- Team name — gap: not_found_after_search
- Team size — gap: not_public
- CRD — 1366138 (medium)
- “Seth Finkel (CRD# 1366138) is an Investment Advisor Representative working at Neuberger Berman Bd LLC in New York, NY and has over 32 years of experience in the finance industry.” — social_or_third_party_db
- Years experience — 42 (medium)
- “Prior to joining Neuberger Berman, Seth spent six years providing personal tax and financial counseling, first, as a financial consultant with The Ayco Corporation and then, with Coopers & Lybrand as a Manager in their P” — firm_official
- Designations — JD, other:LLM in Tax (high)
- “Seth received a BS from Lehigh University, a JD from Fordham University School of Law and an LLM in Tax from New York University School of Law.” — firm_official
Book of business
- Team AUM ($M) — 4600 (high)
- “"Team Assets (Custodied)":"$4.6B"” — forbes_shook
- Account minimum ($M) — 1 (high)
- “"Minimum account size for new business":"$1M"” — forbes_shook
- Typical client net worth ($M) — 22 (high)
- “"typical_net_worth_mil":22” — professional_press
- Client niche — high net worth individuals, closely held businesses, fiduciaries and not-for-profit organizations (high)
- “Seth is a Senior Wealth Advisor who works with high net worth individuals, closely held businesses, fiduciaries, and not-for-profit organizations to coordinate the development and implementation of individualized investm” — firm_official
- Custodians — gap: not_applicable
- Fee model — not_public (low)
- “Harnessing our rich history in helping individuals and families achieve their investment objectives, Neuberger Wealth brings together the powerful combination of planning and investments in one boutique platform.” — firm_official
Positioning & marketing
- Website url — https://www.nbprivatewealth.com/en/who-we-are/seth-finkel (high)
- “Seth J. Finkel, Managing Director, joined the firm in 1990.” — firm_official
- Value proposition (verbatim) — Harnessing our rich history in helping individuals and families achieve their investment objectives, Neuberger Wealth brings together the powerful combination of planning and investments in one boutique platform. (high)
- “Harnessing our rich history in helping individuals and families achieve their investment objectives, Neuberger Wealth brings together the powerful combination of planning and investments in one boutique platform.” — firm_official
- Differentiators — Planning and investments combined on one boutique platform, Tax and legal depth (JD, LLM in Tax) applied to wealth planning, Serves fiduciaries and not-for-profits alongside families, Board member of Neuberger Berman Trust Company, 35+ year tenure at a single firm (medium)
- “He is a member of the Board of Directors of the Neuberger Berman Trust Company.” — firm_official
- Content marketing — none (low)
- “Seth J. Finkel, Managing Director, joined the firm in 1990.” — firm_official
- Has podcast — no (medium)
- “Seth J. Finkel, Managing Director, joined the firm in 1990.” — firm_official
- Books published — 0 (medium)
- “Seth received a BS from Lehigh University, a JD from Fordham University School of Law and an LLM in Tax from New York University School of Law.” — firm_official
- Linkedin url — gap: not_found_after_search
- Social presence — none (low)
- “Seth J. Finkel, Managing Director, joined the firm in 1990.” — firm_official
- Press awards — Barron's 2025 Top 100 Financial Advisors — 20th in the country, Barron's 2025 Top 1,200 Financial Advisors State by State — 9th in New York, Barron's 2025 Top 250 Private Wealth Management Teams, Barron's 2026 Top 100 Financial Advisors — rank 24 (high)
- “he is ranked 20th in the country on the Barron's 2025 Top 100 Financial Advisors list and 9th in New York State on the Barron's 2025 Top 1,200 Financial Advisors State by State list. The wealth management team led by Set” — firm_official
Visual brand
- Has distinct logo — no (medium)
- Logo url — https://www.nb.com/-/media/NBPWM/Nav-and-Footer/Wealth_Logo_Primary_MatteBlack.svg (high)
- Visual brand notes — Matte-black-and-white minimalist wordmark, modern clean sans-serif, contemporary office and lifestyle photography; understated-luxury institutional feel with a simple line-icon set. (medium)
