Next-Gen + Best-in-State · rank 12 · Phoenix, Arizona · listed firm: UBS Wealth Management
Identity & firm
- Firm — UBS Financial Services Inc. — The Schultz Group (high)
- “"firm_name":"UBS FINANCIAL SERVICES INC.","branch_city":"PHOENIX","branch_state":"AZ"” — sec_finra_regulatory
- “The Schultz Group - Phoenix, AZ | UBS” — firm_official
- Parent company — UBS Group AG (high)
- “"firm_name":"UBS FINANCIAL SERVICES INC.","firm_bd_full_sec_number":"8-16267","firm_ia_full_sec_number":"801-7163"” — sec_finra_regulatory
- Firm type — wirehouse (high)
- “"ind_bc_scope":"Active","ind_ia_scope":"Active","ind_bc_disclosure_fl":"N","ind_approved_finra_registration_count":1” — sec_finra_regulatory
- Team name — The Schultz Group (high)
- “The Schultz Group Home (current) Meet the team Events Contact” — firm_official
- Team size — 13 (high)
- “The proof is in our numbers $ 3.1 Billion Assets under management As of 01/01/2026 13 person seasoned team 45 Years in business as a team” — firm_official
- CRD — 5436177 (high)
- “"ind_source_id":"5436177","ind_firstname":"STOCKTON","ind_middlename":"MORGAN","ind_lastname":"SCHULTZ"” — sec_finra_regulatory
- Years experience — 15 (high)
- “"ind_industry_cal_date":"2011-05-25"” — sec_finra_regulatory
- “Stockton brings over 15 years of experience in wealth management, advising clients through complex market cycles and pivotal life stages.” — firm_official
- Designations — other:Senior Portfolio Manager (UBS), other:Managing Director–Wealth Management (medium)
- “Stockton Schultz Managing Director–Wealth Management View bio” — firm_official
- “Arizona State University's W.P. Carey School of Business, Bachelor of Science degree in Management Senior Portfolio Manager 2575 East Camelback Road Suite 900 Phoenix, AZ 85016 stockton.schultz@ubs.com” — firm_official
Book of business
- Team AUM ($M) — 3100 (high)
- “The proof is in our numbers $ 3.1 Billion Assets under management As of 01/01/2026 13 person seasoned team 45 Years in business as a team” — firm_official
- “Team Assets (Custodied): $3.1B” — forbes_shook
- Account minimum ($M) — 1 (high)
- “Minimum Account Size for New Business: $1M” — forbes_shook
- Typical client net worth ($M) — 10 (high)
- “Typical Net Worth of Relationships: $1-10M” — forbes_shook
- Client niche — multigenerational families and business owners; athletes and entertainers via UBS AEC accreditation (medium)
- “Stockton is committed to building personalized, long-term relationships with the families he serves. By fostering strong connections and open communication, he helps clients thoughtfully incorporate younger generations i” — firm_official
- Custodians — gap: not_applicable
- Fee model — fee_plus_commission (medium)
- “"ind_bc_scope":"Active","ind_ia_scope":"Active"” — sec_finra_regulatory
Positioning & marketing
- Website url — https://advisors.ubs.com/schultzgroup/ (high)
- “The Schultz Group - Phoenix, AZ | UBS” — firm_official
- Value proposition (verbatim) — The way forward Today, tomorrow and for generations to come Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals. We're ready to listen. (high)
- “The way forward Today, tomorrow and for generations to come Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and con” — firm_official
- Differentiators — 45 years in business as a team, 13-person seasoned team, $3.1 billion assets under management as of 01/01/2026, Father/son advisor continuity — Steven and Stockton Schultz, Primary source of financial advice via customized quality strategies, Incorporates younger generations through education and modern communication (high)
- “Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a co” — firm_official
- “The proof is in our numbers $ 3.1 Billion Assets under management As of 01/01/2026 13 person seasoned team 45 Years in business as a team” — firm_official
- Content marketing — none (medium)
- “The Schultz Group Home (current) Meet the team Events Contact” — firm_official
- Has podcast — no (medium)
- “The Schultz Group Home (current) Meet the team Events Contact” — firm_official
- Books published — 0 (medium)
- “Stockton brings over 15 years of experience in wealth management, advising clients through complex market cycles and pivotal life stages.” — firm_official
- Linkedin url — https://www.linkedin.com/in/stocktonschultz (high)
- Social presence — linkedin_active (medium)
- Press awards — Barron's Top 250 Private Wealth Management Teams, 2025, 2026, Barron's Top 1,200 Financial Advisors, 2021, 2025, Barron's Top 1,500 Financial Advisors, 2026, Financial Planning Top 40 Financial Advisors Under 40, 2024, 2025, UBS Wealth Management Chairman's Council, 2024 (high)
- “Barron’s Top 250 Private Wealth Management Teams, 2025, 2026 The Barron's rating is awarded annually in May based on information from the prior year Q4. Barron's Top 1,200 Financial Advisors, 2021, 2025 The Barron's rati” — firm_official
- “UBS Wealth Management Chairman’s Council, 2024 UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & polic” — firm_official
Visual brand
- Has distinct logo — no (high)
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- Logo url — https://advisors.ubs.com/schultzgroup/mediahandler/media/321450/UBS_Logo_Semibold.svg (high)
- “” — firm_official
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- Visual brand notes — Standard UBS corporate template: white ground, UBS red accents, three-keys wordmark SVG, clean sans type. Award wreath badges, brightened father/son headshot hero, big-number stats band. No team-specific mark or palette. (high)
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