Next-Gen + Best-in-State · rank 63 · New York, New York · listed firm: Klingman & Associates
Identity & firm
- Firm — Klingman & Associates, LLC (high)
- “Tom Klingman - Klingman & Associates, LLC” — firm_official
- Parent company — independent (high)
- “Independent: Working solely for clients with decades of experience” — firm_official
- Firm type — independent_ria (high)
- “KLINGMAN AND ASSOCIATES, LLC - Investment Adviser Firm” — sec_finra_regulatory
- Team name — Klingman & Associates (medium)
- “Together, We Build and Sustain Legacies.” — firm_official
- Team size — 26 (medium)
- “Gerry Klingman” — firm_official
- CRD — 5378593 (medium)
- “Thomas Klingman | Financial Advisor - Klingman And Associates, LLC | NY” — social_or_third_party_db
- Years experience — 14 (medium)
- “Joined Klingman & Associates in 2012 after working as an analyst in Deutsche Bank's Global Investment Banking group, covering Natural Resources.” — firm_official
- Designations — gap: not_found_after_search
Book of business
- Team AUM ($M) — 4200 (high)
- “"Team Assets (Custodied)":"$4B"” — forbes_shook
- Account minimum ($M) — 2 (high)
- “"Minimum account size for new business":"$2M"” — forbes_shook
- Typical client net worth ($M) — 27.5 (high)
- “"Typical Net Worth of Relationships":"$5-50M"” — forbes_shook
- Client niche — multigenerational high-net-worth families; corporate/tech executives and professional athletes (high)
- “Enhancing and Sustaining Wealth Across Generations” — firm_official
- Custodians — gap: not_found_after_search
- Fee model — aum_fee (low)
- “Fee arrangements include asset-based (percentage of AUM) billing as well as fixed-fee engagements” — social_or_third_party_db
Positioning & marketing
- Website url — https://klingmanria.com/our-team/tom-klingman/ (high)
- “Tom Klingman - Klingman & Associates, LLC” — firm_official
- Value proposition (verbatim) — We pride ourselves on being a client's first call when good – and bad – things happen to them. (high)
- “We pride ourselves on being a client's first call when good – and bad – things happen to them.” — firm_official
- Differentiators — A Wealth Management Experience Built on Enduring Relationships, The Power of We, Comprehensive — simplifying navigation of personal and financial complexities, Independent — working solely for clients, Personalized — institutional-quality management with customized service (high)
- “A Wealth Management Experience Built on Enduring Relationships” — firm_official
- Content marketing — occasional (low)
- “Thomas Klingman, Wealth Advisor at Klingman & Associates joins Julie Cooling, Founder & CEO, RIA Channel to discuss the firm's comprehensive approach to wealth management and multi-generational family planning.” — professional_press
- Has podcast — no (medium)
- “Thomas Klingman, Wealth Advisor at Klingman & Associates joins Julie Cooling, Founder & CEO, RIA Channel to discuss the firm's comprehensive approach to wealth management and multi-generational family planning.” — professional_press
- Books published — 0 (medium)
- “Joined Klingman & Associates in 2012 after working as an analyst in Deutsche Bank's Global Investment Banking group, covering Natural Resources.” — firm_official
- Linkedin url — https://www.linkedin.com/in/tom-klingman-2437a759/ (medium)
- “Tom Klingman - Klingman & Associates | LinkedIn” — social_or_third_party_db
- Social presence — linkedin_active (low)
- “Klingman and Associates, LLC | LinkedIn” — social_or_third_party_db
- Press awards — Barron's Top 100 Independent Wealth Advisors (firm), Forbes Top 100 RIA Firms (firm, #16), Financial Advisor 50 Fastest-Growing RIAs 2025 (firm) (medium)
Visual brand
- Has distinct logo — yes (high)
- Logo url — https://klingmanria.com/wp-content/uploads/2024/02/Klingman_Logo.svg (high)
- Visual brand notes — Restrained navy-and-white palette, clean sans-serif wordmark with a companion bug mark; near-monochrome pages, formal headshot portraits, and a row of Forbes/Barron's award badges as the main color accent. (medium)
